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вторник, 23 февраля 2021 г.

SU bypassed: More than 1 column in connect condition

A recent thread on oracle-l discussed a CBO regression that was encountered following 19.8->19.9 Release Update application.
A simplified example that demonstrates the observed behavior:
create table departments
as
select rownum department_id,
       10 manager_count,
       100 employee_count
  from dual
  connect by level<=10;

create table employees
as
select rownum employee_id,
       department_id,
       lpad('x', 100, 'x') name
  from departments,
       lateral(
         select level 
           from dual
           connect by level<=employee_count
       )(+);

alter session set events 'trace[sql_optimizer.*]';
explain plan for
select *
  from departments d
 where manager_count > employee_count
                       + (select --+ unnest
                                 count(*)
                            from employees e
                           where e.department_id = d.department_id);
The last query has the following execution plans in 19.8 and 19.9 correspondingly:
-- ----------------------------------------------------------------------------------
-- 19.8
-- ----------------------------------------------------------------------------------

PLAN_TABLE_OUTPUT
-------------------------------------------------------------------------------------
Plan hash value: 1545815388

------------------------------------------------------------------------------------
| Id  | Operation            | Name        | Rows  | Bytes | Cost (%CPU)| Time     |
------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT     |             |     1 |    35 |    11  (10)| 00:00:01 |
|*  1 |  HASH JOIN           |             |     1 |    35 |    11  (10)| 00:00:01 |
|   2 |   VIEW               | VW_SQ_1     |    10 |   260 |     8  (13)| 00:00:01 |
|   3 |    HASH GROUP BY     |             |    10 |    30 |     8  (13)| 00:00:01 |
|   4 |     TABLE ACCESS FULL| EMPLOYEES   |  1000 |  3000 |     7   (0)| 00:00:01 |
|   5 |   TABLE ACCESS FULL  | DEPARTMENTS |    10 |    90 |     3   (0)| 00:00:01 |
------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - access("ITEM_0"="D"."DEPARTMENT_ID")
       filter("MANAGER_COUNT">"EMPLOYEE_COUNT"+"COUNT(*)")

18 rows selected.

-- ----------------------------------------------------------------------------------
-- 19.9
-- ----------------------------------------------------------------------------------

PLAN_TABLE_OUTPUT
-------------------------------------------------------------------------------------
Plan hash value: 1015098386

-----------------------------------------------------------------------------------
| Id  | Operation           | Name        | Rows  | Bytes | Cost (%CPU)| Time     |
-----------------------------------------------------------------------------------
|   0 | SELECT STATEMENT    |             |     1 |     9 |    38   (0)| 00:00:01 |
|*  1 |  FILTER             |             |       |       |            |          |
|   2 |   TABLE ACCESS FULL | DEPARTMENTS |    10 |    90 |     3   (0)| 00:00:01 |
|   3 |   SORT AGGREGATE    |             |     1 |     3 |            |          |
|*  4 |    TABLE ACCESS FULL| EMPLOYEES   |   100 |   300 |     7   (0)| 00:00:01 |
-----------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - filter("MANAGER_COUNT">"EMPLOYEE_COUNT"+ (SELECT /*+ UNNEST */
              COUNT(*) FROM "EMPLOYEES" "E" WHERE "E"."DEPARTMENT_ID"=:B1))
   4 - filter("E"."DEPARTMENT_ID"=:B1)

Hint Report (identified by operation id / Query Block Name / Object Alias):
Total hints for statement: 1 (U - Unused (1))
---------------------------------------------------------------------------

   3 -  SEL$2
         U -  unnest / Failed basic validity checks

25 rows selected.
It can be seen that subquery unnesting does not happen in 19.9 anymore. Even worse than that, the outline/SQL Plan Baseline from 19.8 fails to reproduce in 19.9. That change by itself can have an adverse effect on the existing queries, e.g.:
SQL> select --+ gather_plan_statistics
  2         *
  3    from departments d
  4   where manager_count > employee_count
  5                         + (select --+ unnest
  6                                   count(*)
  7                              from employees e
  8                             where e.department_id = d.department_id);

no rows selected

SQL> select * from dbms_xplan.display_cursor(format=> 'allstats last');

-- ----------------------------------------------------------------------------------
-- 19.8
-- ----------------------------------------------------------------------------------

PLAN_TABLE_OUTPUT
----------------------------------------------------------------------------------------------------------------------------------
SQL_ID  8gcr6b9xkkqv0, child number 0
-------------------------------------

Plan hash value: 1545815388

----------------------------------------------------------------------------------------------------------------------------------
| Id  | Operation            | Name        | Starts | E-Rows | A-Rows |   A-Time   | Buffers | Reads  |  OMem |  1Mem | Used-Mem |
----------------------------------------------------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT     |             |      1 |        |      0 |00:00:00.01 |      20 |     16 |       |       |          |
|*  1 |  HASH JOIN           |             |      1 |      1 |      0 |00:00:00.01 |      20 |     16 |  2078K|  2078K|  551K (0)|
|   2 |   VIEW               | VW_SQ_1     |      1 |     10 |     10 |00:00:00.01 |      18 |     16 |       |       |          |
|   3 |    HASH GROUP BY     |             |      1 |     10 |     10 |00:00:00.01 |      18 |     16 |  1558K|  1558K|  666K (0)|
|   4 |     TABLE ACCESS FULL| EMPLOYEES   |      1 |   1000 |   1000 |00:00:00.01 |      18 |     16 |       |       |          |
|   5 |   TABLE ACCESS FULL  | DEPARTMENTS |      1 |     10 |     10 |00:00:00.01 |       2 |      0 |       |       |          |
----------------------------------------------------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - access("ITEM_0"="D"."DEPARTMENT_ID")
       filter("MANAGER_COUNT">"EMPLOYEE_COUNT"+"COUNT(*)")


27 rows selected.

-- ----------------------------------------------------------------------------------
-- 19.9
-- ----------------------------------------------------------------------------------

PLAN_TABLE_OUTPUT
----------------------------------------------------------------------------------------------------------------------------------
SQL_ID  8gcr6b9xkkqv0, child number 0
-------------------------------------

Plan hash value: 1015098386

------------------------------------------------------------------------------------------------------
| Id  | Operation           | Name        | Starts | E-Rows | A-Rows |   A-Time   | Buffers | Reads  |
------------------------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT    |             |      1 |        |      0 |00:00:00.01 |     182 |     16 |
|*  1 |  FILTER             |             |      1 |        |      0 |00:00:00.01 |     182 |     16 |
|   2 |   TABLE ACCESS FULL | DEPARTMENTS |      1 |     10 |     10 |00:00:00.01 |       2 |      0 |
|   3 |   SORT AGGREGATE    |             |     10 |      1 |     10 |00:00:00.01 |     180 |     16 |
|*  4 |    TABLE ACCESS FULL| EMPLOYEES   |     10 |    100 |   1000 |00:00:00.01 |     180 |     16 |
------------------------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - filter("MANAGER_COUNT">"EMPLOYEE_COUNT"+)
   4 - filter("E"."DEPARTMENT_ID"=:B1)


26 rows selected.
The buffer gets goes from 20 in 19.8 to 182 in 19.9 for this simple query.
The 10053 trace file provides more details regarding that SU bypass:
SQE: Query after SQ elimination:******* UNPARSED QUERY IS *******
SELECT "D"."DEPARTMENT_ID" "DEPARTMENT_ID",
       "D"."MANAGER_COUNT" "MANAGER_COUNT",
       "D"."EMPLOYEE_COUNT" "EMPLOYEE_COUNT"
  FROM "TC"."DEPARTMENTS" "D"
 WHERE "D"."MANAGER_COUNT">"D"."EMPLOYEE_COUNT"
                          + (SELECT /*+ UNNEST */ 
                                    COUNT(*) "COUNT(*)"
                               FROM "TC"."EMPLOYEES" "E"
                              WHERE "E"."DEPARTMENT_ID"="D"."DEPARTMENT_ID")
SU: Considering subquery unnesting in query block SEL$1 (#0)
********************
Subquery Unnest (SU)
********************
SU:   Checking validity of unnesting subquery SEL$2 (#0)
SU:     SU bypassed: More than 1 column in connect condition.
SU:     SU bypassed: Failed basic validity checks.
SU:   Validity checks failed.
I believe the SU bypass was introduced by the fix for bug 30593046 - A query having a scalar subquery returned a wrong result (Doc ID 30593046.8).
To demonstrate that, let us add a new department to the DEPARTMENTS table that has no corresponding row in EMPLOYEES:
SQL> insert into departments values (100, 1, 0);

1 row created.

SQL>
SQL> select --+ gather_plan_statistics
  2         *
  3    from departments d
  4   where manager_count > employee_count
  5                         + (select --+ unnest
  6                                   count(*)
  7                              from employees e
  8                             where e.department_id = d.department_id);
  
-- ----------------------------------------------------------------------------------
-- 19.8 - PRODUCES WRONG RESULTS! no rows selected 
-- ----------------------------------------------------------------------------------

no rows selected

SQL> select * from dbms_xplan.display_cursor(format=> 'allstats last');

PLAN_TABLE_OUTPUT
----------------------------------------------------------------------------------------------------------------------------------
SQL_ID  8gcr6b9xkkqv0, child number 0
-------------------------------------

Plan hash value: 1545815388

-------------------------------------------------------------------------------------------------------------------------
| Id  | Operation            | Name        | Starts | E-Rows | A-Rows |   A-Time   | Buffers |  OMem |  1Mem | Used-Mem |
-------------------------------------------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT     |             |      1 |        |      0 |00:00:00.01 |      24 |       |       |          |
|*  1 |  HASH JOIN           |             |      1 |      1 |      0 |00:00:00.01 |      24 |  2078K|  2078K|  545K (0)|
|   2 |   VIEW               | VW_SQ_1     |      1 |     10 |     10 |00:00:00.01 |      18 |       |       |          |
|   3 |    HASH GROUP BY     |             |      1 |     10 |     10 |00:00:00.01 |      18 |  1558K|  1558K|  659K (0)|
|   4 |     TABLE ACCESS FULL| EMPLOYEES   |      1 |   1000 |   1000 |00:00:00.01 |      18 |       |       |          |
|   5 |   TABLE ACCESS FULL  | DEPARTMENTS |      1 |     10 |     11 |00:00:00.01 |       6 |       |       |          |
-------------------------------------------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - access("ITEM_0"="D"."DEPARTMENT_ID")
       filter("MANAGER_COUNT">"EMPLOYEE_COUNT"+"COUNT(*)")


27 rows selected.


-- ----------------------------------------------------------------------------------
-- 19.9 - CORRECTLY RETURNS ONE ROW
-- ----------------------------------------------------------------------------------

DEPARTMENT_ID MANAGER_COUNT EMPLOYEE_COUNT
------------- ------------- --------------
          100             1              0

SQL> select * from dbms_xplan.display_cursor(format=> 'allstats last');

PLAN_TABLE_OUTPUT
----------------------------------------------------------------------------------------------------------------------------------
SQL_ID  8gcr6b9xkkqv0, child number 0
-------------------------------------

Plan hash value: 1015098386

---------------------------------------------------------------------------------------------
| Id  | Operation           | Name        | Starts | E-Rows | A-Rows |   A-Time   | Buffers |
---------------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT    |             |      1 |        |      1 |00:00:00.01 |     204 |
|*  1 |  FILTER             |             |      1 |        |      1 |00:00:00.01 |     204 |
|   2 |   TABLE ACCESS FULL | DEPARTMENTS |      1 |     10 |     11 |00:00:00.01 |       6 |
|   3 |   SORT AGGREGATE    |             |     11 |      1 |     11 |00:00:00.01 |     198 |
|*  4 |    TABLE ACCESS FULL| EMPLOYEES   |     11 |    100 |   1000 |00:00:00.01 |     198 |
---------------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - filter("MANAGER_COUNT">"EMPLOYEE_COUNT"+)
   4 - filter("E"."DEPARTMENT_ID"=:B1)


26 rows selected.
It is worth noting that a similar query that uses one column from DEPARTMENTS has a proper outer join in both 19.8 and 19.9:
SQL> explain plan for
  2  select *
  3    from departments d
  4   where employee_count > (select --+ unnest
  5                                  count(*)
  6                             from employees e
  7                            where e.department_id = d.department_id);

Explained.

SQL> select * from dbms_xplan.display();

PLAN_TABLE_OUTPUT
-------------------------------------------------------------------------------------
Plan hash value: 4272783132

-------------------------------------------------------------------------------------
| Id  | Operation             | Name        | Rows  | Bytes | Cost (%CPU)| Time     |
-------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT      |             |    10 |   350 |    11  (10)| 00:00:01 |
|*  1 |  FILTER               |             |       |       |            |          |
|*  2 |   HASH JOIN OUTER     |             |    10 |   350 |    11  (10)| 00:00:01 |
|   3 |    TABLE ACCESS FULL  | DEPARTMENTS |    10 |    90 |     3   (0)| 00:00:01 |
|   4 |    VIEW               | VW_SQ_1     |    10 |   260 |     8  (13)| 00:00:01 |
|   5 |     HASH GROUP BY     |             |    10 |    30 |     8  (13)| 00:00:01 |
|   6 |      TABLE ACCESS FULL| EMPLOYEES   |  1000 |  3000 |     7   (0)| 00:00:01 |
-------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - filter("COUNT(*)" IS NULL AND "EMPLOYEE_COUNT">0 OR
              "EMPLOYEE_COUNT">"COUNT(*)")
   2 - access("ITEM_1"(+)="D"."DEPARTMENT_ID")

20 rows selected.
It made me think that it should be possible to obtain the desired transformation in 19.9 by rewriting the query. Sure enough, I verified that both non-mergeable view or temp table transformation can be used for that:
SQL> explain plan for
  2  with d as (
  3    select --+ no_merge
  4           d.*, manager_count - employee_count employee_diff
  5      from departments d)
  6  select *
  7    from d
  8   where employee_diff > (select --+ unnest
  9                                 count(*)
 10                            from employees e
 11                           where e.department_id = d.department_id);

Explained.

SQL> select * from dbms_xplan.display();

PLAN_TABLE_OUTPUT
-------------------------------------------------------------------------------------
Plan hash value: 1773562247

-------------------------------------------------------------------------------------
| Id  | Operation             | Name        | Rows  | Bytes | Cost (%CPU)| Time     |
-------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT      |             |    10 |   780 |    11  (10)| 00:00:01 |
|*  1 |  FILTER               |             |       |       |            |          |
|*  2 |   HASH JOIN OUTER     |             |    10 |   780 |    11  (10)| 00:00:01 |
|   3 |    VIEW               |             |    10 |   520 |     3   (0)| 00:00:01 |
|   4 |     TABLE ACCESS FULL | DEPARTMENTS |    10 |    90 |     3   (0)| 00:00:01 |
|   5 |    VIEW               | VW_SQ_1     |    10 |   260 |     8  (13)| 00:00:01 |
|   6 |     HASH GROUP BY     |             |    10 |    30 |     8  (13)| 00:00:01 |
|   7 |      TABLE ACCESS FULL| EMPLOYEES   |  1000 |  3000 |     7   (0)| 00:00:01 |
-------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------

   1 - filter("COUNT(*)" IS NULL AND "EMPLOYEE_DIFF">0 OR
              "EMPLOYEE_DIFF">"COUNT(*)")
   2 - access("ITEM_1"(+)="D"."DEPARTMENT_ID")

21 rows selected.

Conclusion

As Jonathan Lewis remarked there are usually certain reasons for such changes of the existing optimizer behavior:
Various possibilties.
a) Oracle Corp. has realised that there's a boundary condition with this pattern that could produce wrong results and blocks the transformation (e.g. are either of lastmoddate and lastmodtime declared not null - if not the unnest ought to be invalid)
b) Oracle Corp. has modified the optimizer code to produced more efficient plans in almost all cases, but the change introduces certain restrictiions that your SQL now meets (e.g. even if both lastmoddate and lastmodetime the code may now assume that to_char() or to_date() could produce a null from a non-null.
c) Some relatively simple code change has introduced a bug
Although it is quite unfortunate there is no fix control or any other backout switching bringing back the old behavior (as far as I am aware), Oracle actually introduced a fix for the wrong results issue. It might be the lesser of two evils.
The script to this post is available in my GitHub repo.

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